A. Vision and Mission Statements for Investors

Vision: Invest with knowledge & safety.

Mission: Every investor should be able to invest in the right investment products based on their needs, manage and monitor them to meet their goals, access reports, and enjoy financial wellness.

B. Business Transactions of Research Analysts with Investors

• Publishing research reports based on research activities.
• Providing an independent and unbiased view on securities.
• Offering recommendations with disclosed financial interests.
• Providing research recommendations based on public data analysis.
• Conducting an annual audit.

C. Services Provided to Investors

• Client onboarding.
• Distributing research reports and recommendations fairly.
• Maintaining confidentiality until public disclosure.

D. Grievance Redressal Mechanism

For grievances, investors should contact the research analyst and ensure resolution within 30 days.

If unresolved, complaints can be lodged with SEBI via the SCORES portal for centralized complaint tracking.

Physical complaints can be sent to:

E. Responsibilities of Investors

Do’s:

• Engage only with SEBI-registered Research Analysts.
• Verify the Research Analyst's SEBI registration.
• Check SEBI’s website for the list of registered Research Analysts.
• Review disclosures before investing.
• Make payments through banking channels and keep receipts.
• Verify research recommendations before acting.
• Ask questions and clarify doubts.
• Report analysts offering guaranteed returns to SEBI.

Don’ts:

• Do not provide funds to the Research Analyst for investments.
• Avoid being misled by advertisements or market rumors.
• Do not be lured by discounts, gifts, or incentives.
• Never share trading or demat account credentials.